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What are the Requirements to Become a Financial Advisor? Like the name implies, financial advisors provide guidance to companies and individuals interested in making important investment decisions. They gather financial data, run reports, assess the risk and health of whatever options are available, and make recommendations to clients. While, technically speaking, anyone can offer financial advice, there are certain requirements you must fulfill to become a true financial advisor. Educational Requirements to Become a Financial Advisor The educational requirements for this field are quite varied. Some employers only want candidates with bachelor's or master's degrees in areas such as:
Regulatory Requirements to Become a Financial Advisor In most cases, employers ask that you complete the Series 7 and Series 63 or 66 licenses before hiring you as a professional advisor. And if you handle insurance at all, you may need additional certification and training. Because some of these licenses require sponsorships from established firms, it pays to complete your formal training beforehand. Companies are probably more likely to sponsor you if you already possess a bachelor's degree or higher, especially in a math or economics-related discipline. Personal Requirements to Become a Financial Advisor Financial advising can be an incredibly risky and stressful career that requires tremendous attention to detail and strong communication skills. Although your work environment probably will not be as hectic as a Wall Street trading floor, be prepared to monitor financial news around the clock. And if you handle individual clients, be sure to budget extra time on weekends and evenings since this is when most families are free for consultations. Get Your Degree!Find schools and get information on the program that’s right for you. Powered by Campus Explorer |
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